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Arboriculture

Tree Risk Assessment

A basic tree risk assessment form for one tree, walked the way an arborist does it: what the tree could hit and how often it is there, the tree itself (species, DBH, height, crown), the ground and the weather it stands in, the wind load, defects from the roots up through the trunk, scaffold limbs and smaller branches with photos, a risk entry for each part and target (likelihood of failure, of impact, consequences and a rating, all chosen by the assessor), the overall rating, mitigation options with the risk left after each, what limited the inspection, and when to look again.

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Fill this in and download the finished PDF. Your answers stay on this device as you type. We ask for an email address once, at the download.

Looking along a street or through a park to find the trees that need this closer look? Start with: Visual tree assessment — a walk-by or drive-by of many trees

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The Job

Whose tree, which tree, why it is being assessed, and who is assessing it.

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ANSI A300 Part 9 describes three levels of assessment. Most single-tree reports are the basic one.

Likelihood of failure means little without a time span. Choose the period you are judging over.

Typed as you hold them. Add the number and expiry date where your client or city asks for it.

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What the Tree Could Hit

Each person, vehicle, structure or line within reach of the tree or a falling part.

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Targets*

One entry for each thing in reach. If nothing is in reach, add one entry that says so.

Nothing added yet.

3

The Tree

What it is, how big it is and how well it is growing.

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Stand back far enough to get the top and the base in one frame.

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For several stems, record the largest here and the others in the notes.

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The Ground and the Weather

Soil, slope, recent changes and the storms this site sees.

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Wind and Weight

How much the tree is pushed around, and anything about to change that.

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6

Roots and Root Collar

Start at the base: the flare, the soil and the first few feet of roots.

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Weight, wind and leverage acting on the weak spot. A crack under a long, heavy limb carries more than the same crack low on a short stub.

Your judgement for the period this assessment covers, in normal weather and the storms the site usually gets. Improbable: not expected to fail even in a strong storm. Possible: could fail in an unusual storm. Probable: may well fail in normal weather. Imminent: failure has started or could happen any time.

One wide shot, then close-ups. A hand, a tape or a mallet in the frame gives the scale.

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Trunk

From the root flare up to where the main limbs begin.

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Weight, wind and leverage acting on the weak spot. A crack under a long, heavy limb carries more than the same crack low on a short stub.

Your judgement for the period this assessment covers, in normal weather and the storms the site usually gets. Improbable: not expected to fail even in a strong storm. Possible: could fail in an unusual storm. Probable: may well fail in normal weather. Imminent: failure has started or could happen any time.

One wide shot, then close-ups. A hand, a tape or a mallet in the frame gives the scale.

0/8 · they go into your PDF and stay on this computer

8

Scaffold Limbs

The main limbs and the unions where they leave the trunk.

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Weight, wind and leverage acting on the weak spot. A crack under a long, heavy limb carries more than the same crack low on a short stub.

Your judgement for the period this assessment covers, in normal weather and the storms the site usually gets. Improbable: not expected to fail even in a strong storm. Possible: could fail in an unusual storm. Probable: may well fail in normal weather. Imminent: failure has started or could happen any time.

One wide shot, then close-ups. A hand, a tape or a mallet in the frame gives the scale.

0/8 · they go into your PDF and stay on this computer

9

Smaller Branches and Crown

Everything above and beyond the main limbs.

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Weight, wind and leverage acting on the weak spot. A crack under a long, heavy limb carries more than the same crack low on a short stub.

Your judgement for the period this assessment covers, in normal weather and the storms the site usually gets. Improbable: not expected to fail even in a strong storm. Possible: could fail in an unusual storm. Probable: may well fail in normal weather. Imminent: failure has started or could happen any time.

One wide shot, then close-ups. A hand, a tape or a mallet in the frame gives the scale.

0/8 · they go into your PDF and stay on this computer

10

Risk for Each Part and Target

One entry for every tree part that could fail onto a target.

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A qualified arborist makes each of these judgements; this form records them. Pair one tree part with one target per entry. If a part could hit two targets, give it two entries.

Risk entries*

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11

Mitigation and What Is Left

The overall rating, the options for bringing it down, and the risk each one leaves.

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Normally the highest rating among your entries.

Mitigation options

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12

Limits, Next Look and Sign-Off

What you could not see, whether a closer look is needed, and when to return.

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Answer Yes when something you saw cannot be judged from the ground with simple tools.

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A tree risk assessment form records one tree: what could break, what it would land on, how likely that is in the coming period, and what to do about it. It is the paperwork behind a recommendation to prune, brace, move something or take the tree down, and it is what a client, an insurer or a city reads when they ask why. This template follows a basic, from-the-ground assessment of a single tree. The judgement belongs to the arborist; the form keeps it in order and puts photos beside it. Fill it in on this page and download a PDF without an account, or speak while you walk, and the document writes itself.

Start with what is underneath

A dead limb over an empty field is a defect; the same limb over a school bus stop is a risk. That is why the form asks about targets before it asks about the tree. List each thing the tree or a falling part could reach — people walking, cars, a roof, a power line, a playground — how often it is there, and whether it could be moved or the area closed off. Those two answers often decide the cheapest way to lower the risk.

If nothing is within reach, say so. A tree with no target in range does not need a risk rating, however poor it looks, though you may still want to monitor it.

From the roots up

The defect sections run from the ground upward: roots and root collar, trunk, scaffold limbs, then the smaller branches and the crown. Root problems are the easiest to miss and among the most serious, so they come first, while you are still at the base with a trowel and a mallet.

For each part, tick what you saw, write down the one condition that worries you most, say how much load it carries, and give your judgement of how likely that part is to fail in the period. Photos sit in each section, so the evidence lands next to the finding it supports.

The rating, in plain words

Each risk entry pairs one tree part with one target. First, how likely is the part to fail in the period, and if it does, how likely is it to strike that target? Combine those two: only an imminent failure over a constantly used target is very likely; a probable failure over a busy target is likely; most other combinations come out somewhat likely or unlikely.

Then weigh that against how bad the harm would be. An unlikely strike is low risk whatever it would hit. A likely or very likely strike with significant or severe harm is high. Extreme is kept for a very likely strike with severe consequences, which is the tree you deal with before you leave. The form gives you dropdowns, not a calculator: you choose each step and the reasoning stays visible.

Mitigation, and the risk that is left

Every option you offer gets its own line with the risk you expect to remain once it is done. Reducing a heavy limb, adding a cable, moving a picnic table and removing the tree all lower the risk by different amounts and at different costs, and the client should see that side by side.

Finish with what limited the inspection — a crown in full leaf, a base buried in ivy, a side you could not reach — and whether something beyond a ground-level look is needed, such as an aerial inspection or a decay test. Then set when the tree should be looked at again.

Common questions

Is this the ISA TRAQ form?

No. ISA publishes its own tree risk assessment form for people who hold its Tree Risk Assessment Qualification, and that form is ISA's. This is an independent template that records a basic assessment in the order an arborist walks it, using the common terms of the method described in ANSI A300 Part 9 and ISA's best management practice.

Who should fill in a tree risk assessment?

A qualified arborist. The likelihood and consequence judgements need training and experience; the form records them but cannot make them. Many cities, utilities and insurers ask for an assessor with a specific credential, which is why the credential is typed at the top.

Why does the form not calculate the rating for me?

Because the rating is a professional judgement, and a calculated box can hide the reasoning. Each step is a dropdown with the logic spelled out in its hint, so the reader can see exactly which choices led to the rating.

What is residual risk?

The risk you expect to remain once a mitigation option is carried out. Removing a dead limb over a patio might bring a high rating down to low; adding a cable might bring it to moderate. Recording it for each option helps the client choose.

How often should a tree be reassessed?

It depends on the tree, its defects and what is under it. A sound tree in a quiet corner might be looked at every few years; a tree with known decay over a busy path might need a yearly check and another after any severe storm. The form records the interval you set and the reason.

Can I use this for more than one tree?

This form is for one tree. For a quick look at many trees along a route, use the visual tree assessment; for a full inventory of a property, use the tree audit form.